Tag Archives: non-delegation doctrine

Supreme Court Preview — October Term 2023 — Part 2

Last week, we took a look at the cases that are set for argument in October and November.  This week, we look at the cases that have been accepted for argument, but have not yet been set for an argument date.  These cases will probably be heard in December or January.

The primary job of the Supreme Court (reflected in the criteria that it lists on its rules for what applicants need to demonstrate before the Supreme Court will accept review) is to assure that courts uniformly interpret and apply federal law.  As such, every case is important to some groups of people.  But the focus in these posts are on those cases which could have a political impact.

First on this list is Muldrow.  This case involves Title VII — the law barring discrimination based on race and gender in employment.  The issue in this case is “transfers.”  Basically, by transfer, we are talking about the reassignment of employees from one job to another job.  Generally, Title VII only applies to “adverse” actions.  As such, the issue is what type of damage/impact does the employee have to show.  At least the argument from the employer is that if the transfer is truly a lateral move with no impact on pay or promotion opportunity, then there is no discrimination.   Obviously, there are other things that impact what qualifies as a desirable job.  Here, the employer is a police department and the transfer is from a detective-type squad to a patrol squad.  Technically, the ranks are equal, but there are reasons why a detective squad is a preferred position.   Needless to say, this case could either indicate an approach to Title VII that would allow it to broadly apply to transfer decisions or an approach in which transfers to nominally equivalent positions will rarely implicate Title VII.  From a practical standpoint, there seems something wrong with an interpretation that would, for example, let an employer assign most women to a night shift and most men to a day shift on the theory that the positions are equivalent, but I would not put such a myopic view past some of the current justices. Continue Reading...

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Covid and the Supreme Court

While many of us were enjoying time off for end-of-year holidays, the United States Supreme Court added extra work for several lawyers.   On December 22, the Supreme Court issued two orders in four cases involving two of the Biden Administration’s vaccine mandates — one involving health care workers and one involving large employers.  In these orders, the Supreme Court granted review and set the cases for expedited argument this upcoming Friday (January 7).   There are several issues worthy of comment on this order.  The first comment is a little “inside baseball.”  The other has to do with what is really happening here as oppose to how the media might comment on this case.

Starting with the inside baseball part of this issue, over the past several years, there has been growing criticism of how the Supreme Court is using the “shadow” docket.  The shadow docket is a reference to applications for stays of lower court rulings (or alternatively a request that the Supreme Court issue a temporary injunction that the lower court refused to issue).   If the application is completely frivolous, it can be denied quickly by an order.  If there is some merit, the Supreme Court might request a response.  After receiving the response, the Supreme Court typically resolves the application by an order or a brief unsigned “per curiam” opinion.  Unless some justice opts to file a concurring or dissenting opinion, the order or opinion does not note the votes of the justices.  All that we know is that, at least five justices, agreed with the order or opinion.  These cases are typically resolved without full briefing or argument.  As some significant issues have come through the shadow docket over the past several years, this process has come under some criticism.  This year, we have seen the Supreme Court opt to grant argument on three separate occasions to matters arising from the shadow docket — first on a question about ministers in the execution chamber (argued but still awaiting a decision), second on the ability to challenge the Texas abortion statute, and now on the Biden vaccine mandates.  In the first two cases, the parties did get to submit full briefs on an expedited basis.  That is not so for the vaccine mandates.  While, maybe, the Supreme Court would have gone this right under any circumstances, clearly the fact that the shadow docket is starting to become an issue is something that the Supreme Court has to be concerning to the justices.  Perhaps, the Supreme Court will continue to hold expedited argument on major issues arising on the shadow docket to avoid Congress taking action.  Only time will tell.

Turning to the merits, while the media will focus on these cases being about vaccine mandates, that framing is misleading at best and wrong in many respects.  While the cases do involve a challenge to vaccine mandates, the legal issues have very little to do with vaccine mandates.  There is no claim in these cases that vaccine mandates violate the rights of anybody.   Cases asserting a right to not be vaccinated have uniformly been rejected.  (To be blunt, those cases demonstrate the hypocrisy of the right wing of the Republican Party.  At the same time that they are asking the court to overturn Roe vs. Wade, they are bringing these cases asserting a right to bodily autonomy that depend largely on Roe.)  Instead, these cases involve two other issues. Continue Reading...

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Supreme Court — Eight Down, Twelve to Go

On Thursday and Friday, the Supreme Court issued eight opinions in cases.  That leaves twelve cases still pending (including the two partisan gerrymander cases from March and the census case from April) heading into the last week.  Given that the Supreme Court has been issuing four opinions per day, it is likely that they will be adding two more opinion days to Monday’s opinion/order day.

The big story of this term continues to be that know precedent is safe from reconsideration by the “conservative” majority.  In four separate cases, there was a suggestion that the governing case be overruled or, at least, substantially modified. 

Gundy involved a provision of the Sex Offender Registration and Notification Act.  The provision occurs in the section governing when individuals subject to the Act need to register.  The other provisions in this section dictate when new offenders have to register.  The questioned provision leaves it up to the Attorney General to establish the rules for when prior offenders have to register.  For the first time in decades, the Supreme Court was considering whether such a delegation violated the non-delegation doctrine (barring giving legislative power to an executive official).  Prior to 1940, this doctrine was used to undermine the early regulatory agencies.  Currently, the rule is that — as long as the statute granting the power to adopt regulations contains some “intelligible principle” — the delegation is merely about how to implement the legislative scheme and is valid.  This case resulted in a 4-1-3 split (as it was argued in the first week of October before Justice Kavanaugh joined the Supreme Court).  The four in the majority found — given the rest of the act and the rest of the section — that the Act had the goal of eventually requiring all sex offenders to register and that the delegation to the Attorney General was merely to establish the timing of when prior offenders would have to register.  The three in the dissent declined to infer such a principle — broadly reaffirming the validity of the non-delegation doctrine and strictly reading the requirement for an “intelligible principle.”  The fifth vote in the majority came from Justice Alito who indicated that he wanted to reconsider the last eighty years of cases on the non-delegation doctrine and only voted in the majority because there are worse examples than the Act.  (Basically a dissenting opinion styled as concurring in the judgment because a 4-4 vote would have resulted in an order showing the lower court affirmed by an equally divided court without opinions setting the stage for a drastic revision of the non-delegation doctrine once Justice Kavanaugh is able to sit on one of these cases (which may take some time as many of the regulatory cases come from the D.C. Circuit).  Only time will tell what these revisions might mean for the Securities Exchange Commission, the Environmental Protection Agency, the Food and Drug Agency, and the Equal Employment Opportunity Commission. Continue Reading...

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Judge Gorsuch and Same Sex Bathrooms

While, for the most part, Judge Gorsuch reflects the views of the current conservative legal establishment (which is substantially more conservative today than it was thirty years ago), one of the areas in which he stands out is his view on the scope of regulatory authority.  Current case law is mostly bounded in the reality of current politics.  Some conservatives want courts to disrupt the way things currently operate.

Currently, Congress tends to write broad statutes establishing programs or general rules for some type of activity.  Congress then delegates responsibility for filling in the details to some department or agency.  To use health care as an example, such an approach keeps legislation relatively simple and prevents it from being bogged down in the tiny details (should there be a copay for vaccines, do policies have to cover erectile disfunction or contraceptives).  Additionally, leaving the details for the regulatory agency makes it easier to adjust to changes — as new drugs are discovered, the agency can adjust the list of covered drugs to reflect those new drugs.   The best example of this process of adjustment is in the case of pollution where the Clean Air Act and Clean Water Act both allow the EPA to regulate new pollutants upon determining that the evidence demonstrates that a previously unregulated substance is a pollutant.

Current case law supports the ability to operate in this way through three doctrines.  First is the current limited version of the non-delegation doctrine.  Back before the New Deal, the courts regularly struck down regulations on the theory that Congress had improperly delegated legislative authority to the executive branch.  Current law permits such delegation as long as the statute gives sufficient guidance to the administrative agency.  While sufficient is somewhat in the eye of the beholder, most courts only require very broad guidance.

The second doctrine is called Chevron deference (after the case that sets forth the doctrine).  At heart, this doctrine creates a presumption that a regulation is valid.  When it is unclear whether the statute permits the regulation, courts defer to the agencies position that the statute authorizes the regulation.

The third and most controversial doctrine is Auer deference (again named after the governing case).  This doctrine provides that, in most circumstances, a court should follow the interpretation that the agency gives to its own regulation.  Those who oppose this doctrine note that, while a new regulation must go through a strict process before being issued, interpretations of regulations can be changed by each Administration.  Some scholars and attorneys think Auer deference should only be given to interpretations with some history behind them.

According to news reports, Judge Gorsuch has been somewhat hostile in his writings and opinions to these three core doctrines of the modern administrative state.  Under this view of the administrative state, laws should more clearly state the policies being implemented.  Furthermore, under this view, whether regulations comply with the law and the proper interpretation of the regulations are matters of law that can be reviewed by courts without any deference to the administrative agency.  While some regulations may be close calls, it is the job of courts to construe statutes and regulations to resolve ambiguities.  If the statute is ambiguous as to whether it permits a type of regulation, the courts should resolve that ambiguity rather than just upholding the regulation.

Of course, a change to this approach does not necessarily mean good results for conservatives in every case bringing us back to the title.  Currently, there is a pending case before the Supreme Court on school bathrooms and transgender students.  As discussed last year when the case was still working its way to the Supreme Court, this case involves Auer deference.  Back in the 1960s and 1970s, Congress passed several civil rights laws forbidding discrimination based on gender including Title IX barring educational facilities that receive any federal aid from discriminating based on gender.  The Department of Education adopted regulations that allows schools to have separate male and female bathrooms.

The current case assumes the validity of this regulation and only goes to its implementation — how to determine the gender of transgender students.  If you do away with Chevron deference and impose a stricter version of the non-delegation doctrine, however, it would be possible to challenge the regulation in question as not being fully or properly authorized by the statute.  Instead of the Department of Education adopting regulations telling schools how to comply with the requirements of equality and non-discrimination in education, it would be up to the courts alone.  (Of course, one of the reasons for allowing such regulations is to avoid having to litigate each of these issues on a case-by-case basis with different results in different parts of the country.)  It is entirely possible that some courts would not support the concept of separate but equal bathrooms.   I am not saying that these rulings would ultimately stand, but it would only take one ruling in one district to create a serious problem for those designing new school buildings — whether to build traditional bathrooms or to design the school based on the assumption that all bathrooms will have to be unisex bathrooms.

The conservative legal movement simply does not put that much weight into the existing law.  Conservative activist judges are trying to roll back the existing law.  However, some of those doctrines actually protect conservative interests.  Conservatives should be careful that getting what they want on legal doctrine may actually create results that they do not want in individual cases — perhaps even results like requiring schools to have unisex bathrooms.

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